SKW

4 Ideal factorization of Gauss sums

4.1 Setup for Stickelberger’s theorem

Let \(m\) be a positive integer with \(p \nmid m\), and assume that \(f\) is the multiplicative order of \(p\) modulo \(m\). Then \(m \mid q - 1\), and we set \(d = (q-1)/m\). Let \(k = \mathbb {Q}(\zeta _m)\), a subfield of \(L\), and let \(\mathfrak {p}\) be a maximal ideal of \(\mathcal{O}_k\) lying above \(p\). We assume that \(\mathfrak {P}\) lies above \(\mathfrak {p}\).

Let \(G = \mathrm{Gal}(k/\mathbb {Q}) \cong (\mathbb {Z}/m\mathbb {Z})^\times \). For \(a \in (\mathbb {Z}/m\mathbb {Z})^\times \), let \(\sigma _a \in G\) denote the element with \(\sigma _a(\zeta _m) = \zeta _m^a\). The Stickelberger element is

\[ \Theta = \Theta (k) = \sum _{a \in (\mathbb {Z}/m\mathbb {Z})^\times } a \cdot \sigma _a^{-1} \in \mathbb {Z}[G], \]

where \(a\) is identified with its representative in \(\{ 0, \ldots , m-1\} \). For an ideal \(\mathfrak {a}\) of \(\mathcal{O}_k\), we write \(\mathfrak {a}^{\Theta } = \prod _{a \in (\mathbb {Z}/m\mathbb {Z})^\times } \sigma _a^{-1}(\mathfrak {a})^{a}\).

Remark 2
#

With the notation of Washington, \(\Theta = m\theta \) where \(\theta = \sum _{(a,m)=1} \{ a/m\} \sigma _a^{-1} \in \mathbb {Q}[G]\).

4.2 Descent of \(g_d^m\) to \(k\)

Lemma 48
✓

For any \(\tau \in \mathrm{Gal}(L/K)\), we have \(\tau (g_d^m) = g_d^m\).

Proof ▶

By 31, \(\tau (g_d) = \omega (e)^d g_d\) for some \(e\), and \(\omega (e)^{dm} = \omega (e)^{q-1} = 1\) by 5.

Lemma 49
✓
#

Let \(E = \mathbb {Q}(\zeta _{mp}) \subseteq L\). For any \(\tau \in \mathrm{Gal}(L/E)\), we have \(\tau (g_d) = g_d\).

Proof ▶

The automorphism \(\tau \) fixes \(F\) and \(\zeta _m\), so \(\mathfrak {n}(\tau ) \equiv 1 \pmod{m}\), hence \(d \mathfrak {n}(\tau ) \equiv d \pmod{q-1}\). Conclude with 30 and 18.

Lemma 50
✓

There exists \(\Gamma \in \mathcal{O}_k\) with \(g_d^m = \Gamma \).

Proof ▶

By 48 and 49, the element \(g_d^m\) lies in \(K \cap E = \mathbb {Q}(\zeta _{\gcd (q-1, mp)}) = k\), and it is integral.

4.3 Factorization in \(L\)

For all \(a \in \mathbb {Z}\), we have the equality of ideals of \(\mathcal{O}_L\)

\[ (g_a) = \prod _{\mathfrak {Q}\mid p} \mathfrak {Q}^{s_{\mathfrak {Q}}(a)}, \]

where the product runs over the primes of \(\mathcal{O}_L\) above \(p\).

Proof ▶

The ideal \((g_a)\) is nonzero by 27, and no prime outside \(p\) divides it by 40.

4.4 Primes of \(k\) above \(p\)

Lemma 52
✓

The stabilizer of \(\mathfrak {p}\) in \(G\) is the subgroup \(\langle \sigma _p \rangle \), which has order \(f\).

Proof ▶

The stabilizer of \(\mathfrak {p}\) is its decomposition group, which acts on the residue field through powers of the Frobenius, and \(\sigma _p\) induces the Frobenius. The two groups have order \(f\).

Definition 53
✓
#

For each prime \(\mathfrak {q}\) of \(\mathcal{O}_k\) above \(p\), choose \(a_{\mathfrak {q}} \in (\mathbb {Z}/m\mathbb {Z})^\times \) with \(\sigma _{a_{\mathfrak {q}}}^{-1}(\mathfrak {p}) = \mathfrak {q}\). The map

\[ \{ \mathfrak {q}\mid p\} \times \{ 0, \ldots , f-1\} \to (\mathbb {Z}/m\mathbb {Z})^\times , \qquad (\mathfrak {q}, j) \mapsto a_{\mathfrak {q}} p^j \]

is a bijection, and the image \(a\) of \((\mathfrak {q}, j)\) satisfies \(\sigma _a^{-1}(\mathfrak {p}) = \mathfrak {q}\).

Proof ▶

The group \(G\) acts transitively on the primes above \(p\), so \(a_{\mathfrak {q}}\) exists. The bijectivity and the last claim follow from 52.

Lemma 54
✓
#

Let \(\mathfrak {q}\) be a prime of \(\mathcal{O}_k\) above \(p\) and \(a \in (\mathbb {Z}/m\mathbb {Z})^\times \) with \(\sigma _a^{-1}(\mathfrak {p}) = \mathfrak {q}\). Then the sum of the (representatives of the) images of \((\mathfrak {q}, j)\), \(0 \leq j {\lt} f\), under the bijection of 53 is \(\sum _{j=0}^{f-1} (ap^j \bmod m)\). In particular, \(v_{\mathfrak {q}}(\mathfrak {p}^{\Theta }) = \sum _{j=0}^{f-1} (ap^j \bmod m)\).

Proof ▶

The images of the \((\mathfrak {q}, j)\) are the \(a p^j\) up to a cyclic shift of \(j\) modulo \(f\). The second claim follows since the exponents of \(\mathfrak {q}\) in \(\mathfrak {p}^{\Theta }\) are the \(b\) with \(\sigma _b^{-1}(\mathfrak {p}) = \mathfrak {q}\).

4.5 Valuations and the factorization

Lemma 55
✓
#

Let \(\mathfrak {q}\) be a prime of \(\mathcal{O}_k\) above \(p\) and \(\mathfrak {Q}\) a prime of \(\mathcal{O}_L\) above \(\mathfrak {q}\). Then \(e(\mathfrak {Q}\mid \mathfrak {q}) = p - 1\).

Proof ▶

We have \(e(\mathfrak {Q}\mid p) = p - 1\) by 105, and \(k/\mathbb {Q}\) is unramified at \(p\) since \(p \nmid m\).

Lemma 56
✓

Let \(\mathfrak {q}\) be a prime of \(\mathcal{O}_k\) above \(p\) and \(\mathfrak {Q}\) a prime of \(\mathcal{O}_L\) above \(\mathfrak {q}\). Then

\[ m \cdot s_{\mathfrak {Q}}(d) = (p - 1) \sum _{j=0}^{f-1} b_j, \]

where \(b_j \in \{ 0, \ldots , m-1\} \) represents the image of \((\mathfrak {q}, j)\) under the bijection of 53.

Proof ▶

The group \(\mathrm{Gal}(L/F)\) acts transitively on the primes of \(\mathcal{O}_L\) above \(p\), since \(F\) has a single prime above \(p\). Choose \(\tau \in \mathrm{Gal}(L/F)\) with \(\tau (\mathfrak {P}) = \mathfrak {Q}\) and let \(a \in (\mathbb {Z}/m\mathbb {Z})^\times \) be the image of \(\mathfrak {n}(\tau ^{-1})\) (29). The restriction of \(\tau \) to \(k\) is \(\sigma _a^{-1}\), so \(\sigma _a^{-1}(\mathfrak {p}) = \mathfrak {q}\). By 41 and 33, \(s_{\mathfrak {Q}}(d) = s_{\mathfrak {P}}(da)\), and we conclude with 47 and 54.

Let \(\Gamma \in \mathcal{O}_k\) with \(g_d^m = \Gamma \) (50). Then

\[ (\Gamma ) = \mathfrak {p}^{\Theta } \]

as ideals of \(\mathcal{O}_k\).

Proof ▶

Since \(\mathcal{O}_L\) is faithfully flat over \(\mathcal{O}_k\), it suffices to compare the extensions of both sides to \(\mathcal{O}_L\). By 51, the ideal \((\Gamma )\mathcal{O}_L = (g_d)^m\) is \(\prod _{\mathfrak {Q}\mid p} \mathfrak {Q}^{m s_{\mathfrak {Q}}(d)}\). Regrouping the factors of \(\mathfrak {p}^{\Theta }\) with 53 and using \(e(\mathfrak {Q}\mid \mathfrak {q}) = p - 1\) (55), the extension of \(\mathfrak {p}^{\Theta }\) is \(\prod _{\mathfrak {q}\mid p} \prod _{\mathfrak {Q}\mid \mathfrak {q}} \mathfrak {Q}^{(p-1) \sum _j b_j}\), with the notation of 56. The exponents agree by 56.

4.6 Stickelberger’s theorem

In the setting of this chapter, the ideal \(\mathfrak {p}^{\Theta }\) of \(\mathcal{O}_k\) is principal.

Proof ▶

Choose a maximal ideal \(\mathfrak {P}\) of \(\mathcal{O}_L\) above \(\mathfrak {p}\) and let \(P = \mathfrak {P}\cap \mathcal{O}_K\). The ideal \(P\) has Teichmüller lifts of order \(q - 1\) by 2. Take \(\Gamma \) as in 50; then \(\mathfrak {p}^{\Theta } = (\Gamma )\) by 57.

Theorem 59
✓

Let \(k\) be a number field isomorphic to \(\mathbb {Q}(\zeta _m)\), let \(p\) be an odd prime with \(p \nmid m\) and let \(\mathfrak {p}\) be a maximal ideal of \(\mathcal{O}_k\) above \(p\). Then the ideal \(\mathfrak {p}^{\Theta }\) is principal.

Proof ▶

Let \(f\) be the order of \(p\) modulo \(m\) and \(q = p^f\). The field \(L = \mathbb {Q}(\zeta _{p(q-1)})\) contains a subfield \(k_0 = \mathbb {Q}(\zeta _m)\), and an isomorphism \(k_0 \cong k\) commutes with the action of the \(\sigma _a\). Apply 58 to the preimage of \(\mathfrak {p}\) in \(\mathcal{O}_{k_0}\) and transport the result to \(k\).

Lemma 60
✓
#

Let \(R\) be a Dedekind domain and \(J\) a nonzero ideal of \(R\). Every ideal class of \(R\) contains an integral ideal coprime to \(J\).

Proof ▶

Let \(I_0\) be an integral ideal in the inverse class. By the Chinese remainder theorem, there is \(x \in I_0\) such that \((x) I_0^{-1}\) is coprime to \(J\), and this ideal lies in the given class.

Corollary 61
✓

Let \(k\) be a number field isomorphic to \(\mathbb {Q}(\zeta _m)\). The Stickelberger element \(\Theta \) annihilates the ideal class group \(\mathrm{Cl}(k)\): for every ideal class \(c\),

\[ c^{\Theta } = \prod _{a \in (\mathbb {Z}/m\mathbb {Z})^\times } \sigma _a^{-1}(c)^{a} = 1. \]
Proof ▶

By 60, choose an integral ideal \(\mathfrak {b} \in c\) coprime to \(2m\). Every prime factor of \(\mathfrak {b}\) lies above an odd prime not dividing \(m\), so 59 applied to each prime factor shows that \(\mathfrak {b}^{\Theta }\) is principal. Hence \(c^{\Theta } = [\mathfrak {b}^{\Theta }] = 1\).

Remark 3
#

Mathematically, coprimality of the representative to \(m\) alone suffices for Stickelberger’s theorem. We additionally require the norm to be odd (i.e. coprimality to \(2m\)) only because the formalized form of 59 is proved for primes of odd residue characteristic.